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Spotlight on RDR: The FSA's mounting concern over Ucis
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by Daniel Grote, Iain Martin on Dec 23, 2010 at 12:24
The Financial Services Authority has sounded a further warning over the advice and marketing surrounding unregulated collective investment schemes (Ucis), but IFAs will be required to consider the investments for clients under the retail distribution review.
New Model Adviser® chief reporter Iain Martin examines the rules advisers must adhere to when recommending Ucis to clients.
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- FSA criticises Ucis marketing and pledges more 'intrusive work'
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- FSA probes six firms over unregulated product promotion
1 comment so far. Why not have your say?
Julian Stevens
Dec 24, 2010 at 12:47
Sounds like this'll be the FSA's hindsight review for 2011. How long have UCIS been around?
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