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Adviser KnowHow: How to meet the FCA's demands on platforms

Last year the FSA caused debate in the IFA community when it warned against shoe-horning all clients onto one platform and issues were raised about whether firms could remain independent if they just used one platform. With the new FCA’s focus of suitability at the heart of its regulation how do advisers ensure they’re using the best platform for their clients’ needs?

Adviser KnowHow: How to meet the FCA's demands on platforms

by Jun Merrett on May 15, 2013 at 11:41

Last year the FSA caused debate in the IFA community when it warned against shoe-horning all clients onto one platform and issues were raised about whether firms could remain independent if they just used one platform. With the new FCA’s focus of suitability at the heart of its regulation how do advisers ensure they’re using the best platform for their clients’ needs?

Adviser KnowHow: a programme for advisers by advisers

Produced in association with BNY Mellon, Adviser KnowHow is a new groundbreaking programme, created specifically to help you and your business. Every week we speak directly to your peers in the industry to understand how they have addressed some of the key issues that advisers face every day of their working lives.

What do you think of this video series? Click here to fill out the quick survey and enter the draw to win a bottle of Champagne...

Previously...

Adviser KnowHow: How to deal with the new regulator

by Michelle Abrego on May 01, 2013 at 15:37

The new regulator came into power last month with intentions to be more hands-on and proactive. So are advisers prepared? Or is there more you could do to bring your proposition in line?

Adviser KnowHow: How do you step back from your firm?

by Rachael Revesz on Apr 23, 2013 at 14:01

There are many reasons why advisers might want to take a step back from the running of their firm. So how far in advance should advisers plan the move, and what are the key factors to consider?

Adviser Knowhow: How do you gain referrals from and work with solicitors?

by Rachael Revesz on Apr 16, 2013 at 13:37

Many advisers have been building up their professional connections in a bid for growth or to secure a targeted client base. With new regulation to increase the scope of the working relationship between advisers and solicitors, it’s becoming easier and increasingly important to build links

Adviser KnowHow: How to reduce your PI bill

by Amy Rowe on Apr 10, 2013 at 00:01

Professional indemnity insurance can be a thorn in the side for many advisers. While the retail distribution review has arguably done a lot for transparency, is there any more you can do to reduce your insurance premiums? How do you know you’ve got the best deal, and how often should you revise your policy?

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In association with BNY Mellon

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